Compliance Specialist (Financial Services, Remote)

Job summary

The role involves transforming compliance workflows within client organizations by leveraging deep expertise in compliance and risk management. The Compliance Specialist will engage with clients to identify inefficiencies and propose innovative solutions that adhere to regulatory standards.

Qualifications

• Extensive knowledge of compliance or risk operations within major financial institutions, gained through direct experience or advisory roles.
• Ability to navigate and influence all levels of a corporate structure, demonstrating both commercial acumen and technical proficiency.
• A strong commitment to improving compliance processes rather than merely managing them.
• Practical understanding of AML, KYC, sanctions, or financial crime frameworks.
• Experience working with various regulated entities, including banks and fintech companies.
• Capacity to challenge existing practices and guide clients through change.

Responsibilities

Benefits

• Collaborate with clients' compliance and risk teams to diagnose operational challenges and friction points.
• Propose enhanced workflows that withstand regulatory scrutiny and stakeholder expectations.
• Engage with personnel at all levels, from compliance analysts to Chief Risk Officers, with credibility.
• Work alongside the expansion team to develop business cases that highlight the benefits of new operational approaches.
• Simplify complex regulatory requirements into actionable changes for clients.
• Provide structured feedback to the product team regarding regulatory demands and areas for AI integration.
• Create reusable compliance frameworks and workflows applicable across multiple clients.
• Opportunity to influence significant change in compliance practices within leading financial institutions.
• Access to the founding team and involvement in a rapidly growing compliance AI firm.
• Competitive salary and benefits package, including a vibrant office environment and daily lunch provisions.